Training & Compliance officer - Financial Planning Firm

50000.00 - 60000.00 GBP Annual
08 Aug 2017
16 Aug 2017
Contract Type
This is a great opportunity for an experienced Financial Adviser or Training & Compliance (T&C) Officer to join a Southern focused independent financial planning practice. The firm works with a wide range of clients and provides them with holistic financial planning. Our client is chartered and the team is highly experienced and very technical. The firm is growing and therefore they need to hire a T&C Officer to ensure their high standards are maintained.

The role would be to deliver the training and compliance requirements for the firm. This would involve attending client meetings where the T&C Officer would observe advisors, and then implement any training or development they may need. This will also involve ensuring all compliance procedures are adhered to, and keeping up to date with the latest financial regulations. This role would also require the applicate to induct new advisors coming on board and train and mentor paraplanner/junior advisors.

The likely candidate will be level 4 qualified as a minimum, and preferably hold qualifications such as H15, J07 or AF6. There will also be an element of travel due to the locations of their current advisors. We welcome applications from Advisers looking for a career change, Supervisors, and Sales Managers.