Regulatory Compliance Officer

Morgan McKinley
08 Aug 2017
16 Aug 2017
Contract Type
Compliance Officer
Global Fund Manager

My client, a global fund manager, is currently recruiting for a Compliance Officer to join their team in London.

The incumbent will be expected to:

* Provide timely regulatory advice to the business / senior stakeholders
* Conduct thematic reviews in accordance to the compliance monitoring programme
* Assist the wider team with regulatory filings with the required regulators (FCA, SEC)
* Work alongside the Head of Compliance in advising the business on regulatory changes that directly impact the organisation.

The ideal candidate will have 2-5 years compliance experience, having worked for an asset manager, wealth manager, hedge fund, private equity or investment bank. Professionals from a consultancy will also be considered.

For more details, please contact Harry Rogers at Morgan McKinley on: [Email address removed]

Morgan McKinley is acting as an Employment Agency in relation to this vacancy.

Please note that any references to salary or pay rates in this advertisement and in the salary refinement section are indicative only and should only be used as a guide.